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Hartford Schroders US Small Cap Opportunities Fund
mutual fund
HOOCX
Payout Change
Suspended
Price as of:
$28.73
+0.19
+0.67%
primary theme
U.S. Small-Cap Blend Equity
HOOCX (Mutual Fund)
Hartford Schroders US Small Cap Opportunities Fund
Payout Change
Suspended
Price as of:
$28.73
+0.19
+0.67%
primary theme
U.S. Small-Cap Blend Equity
HOOCX (Mutual Fund)
Hartford Schroders US Small Cap Opportunities Fund
Payout Change
Suspended
Price as of:
$28.73
+0.19
+0.67%
primary theme
U.S. Small-Cap Blend Equity
Name
As of 12/24/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
Vitals
YTD Return
12.5%
1 yr return
11.0%
3 Yr Avg Return
0.4%
5 Yr Avg Return
5.2%
Net Assets
$301 M
Holdings in Top 10
19.7%
52 WEEK LOW AND HIGH
$28.5
N/A
N/A
Expenses
OPERATING FEES
Expense Ratio 2.15%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover 56.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$2,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 12/24/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
HOOCX - Profile
Distributions
- YTD Total Return 12.5%
- 3 Yr Annualized Total Return 0.4%
- 5 Yr Annualized Total Return 5.2%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -1.09%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameHartford Schroders US Small Cap Opportunities Fund
-
Fund Family NameHARTFORD FUNDS
-
Inception DateOct 24, 2016
-
Shares OutstandingN/A
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerRobert Kaynor
Fund Description
Under normal circumstances, the Fund invests primarily in equity securities of small capitalization companies, although it may also invest in micro-capitalization, mid-capitalization and large-capitalization companies. The Fund normally invests at least 80% of its assets in securities of small capitalization companies located in the United States. The Fund’s sub-adviser, Schroder Investment Management North America Inc. (“SIMNA” or the “Sub-Adviser”), uses bottom-up fundamental analysis to select securities. The Sub-Adviser seeks to identify securities that it believes offer the potential for capital appreciation based on: novel, superior, or niche products or services; sound operating characteristics; quality of management; an entrepreneurial management team; opportunities provided by mergers, divestitures, or new management; or other factors. In addition, the Sub-Adviser integrates financially material environmental, social and governance (“ESG”) characteristics (where available for an issuer) into its investment process. ESG characteristics are one of several factors that contribute to the Sub-Adviser’s overall evaluation of the risk and return potential of an investment. The Fund may invest in common and preferred stocks, as well as in over-the-counter securities. Based on market or economic conditions, the Fund may, through its stock selection process, focus in one or more sectors of the market.The Fund currently defines small capitalization companies as companies with a market capitalization within the collective range of the Russell 2000 and the MSCI USA Small Cap Indices. As of December 31, 2023, this range was approximately $10.11 million to $14.99 billion. The market capitalization range of these indices changes over time.
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HOOCX - Performance
Return Ranking - Trailing
| Period | HOOCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 12.5% | -7.8% | 33.6% | 36.00% |
| 1 Yr | 11.0% | -7.9% | 32.6% | 37.14% |
| 3 Yr | 0.4%* | -13.3% | 40.5% | 85.93% |
| 5 Yr | 5.2%* | -13.3% | 31.2% | 89.56% |
| 10 Yr | N/A* | -3.4% | 12.6% | 66.80% |
* Annualized
Return Ranking - Calendar
| Period | HOOCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 7.4% | -19.9% | 29.0% | 84.70% |
| 2022 | -18.4% | -59.3% | 118.2% | 31.92% |
| 2021 | 8.5% | -31.6% | 39.3% | 58.01% |
| 2020 | 6.9% | -51.0% | 39.5% | 70.54% |
| 2019 | 24.4% | -5.6% | 37.8% | 21.34% |
Total Return Ranking - Trailing
| Period | HOOCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 12.5% | -7.8% | 33.6% | 36.00% |
| 1 Yr | 11.0% | -7.9% | 32.6% | 37.14% |
| 3 Yr | 0.4%* | -13.3% | 40.5% | 85.93% |
| 5 Yr | 5.2%* | -13.3% | 31.2% | 89.56% |
| 10 Yr | N/A* | -3.4% | 12.6% | 64.48% |
* Annualized
Total Return Ranking - Calendar
| Period | HOOCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 7.4% | -11.7% | 31.8% | 95.79% |
| 2022 | -17.6% | -45.2% | 123.7% | 61.35% |
| 2021 | 21.6% | 0.0% | 45.6% | 60.94% |
| 2020 | 6.9% | -50.5% | 46.9% | 78.16% |
| 2019 | 30.6% | 2.2% | 40.9% | 5.23% |
NAV & Total Return History
HOOCX - Holdings
Concentration Analysis
| HOOCX | Category Low | Category High | HOOCX % Rank | |
|---|---|---|---|---|
| Net Assets | 301 M | 555 K | 167 B | 60.27% |
| Number of Holdings | 84 | 2 | 2445 | 74.52% |
| Net Assets in Top 10 | 50.1 M | 124 K | 10.3 B | 63.50% |
| Weighting of Top 10 | 19.74% | 3.1% | 100.1% | 36.45% |
Top 10 Holdings
- ICU Medical Inc 2.89%
- Kemper Corp 2.40%
- Box Inc 2.10%
- Lumentum Holdings Inc 1.99%
- ESCO Technologies Inc 1.96%
- Perella Weinberg Partners 1.80%
- Element Solutions Inc 1.70%
- Primoris Services Corp 1.66%
- Viavi Solutions Inc 1.64%
- Houlihan Lokey Inc 1.60%
Asset Allocation
| Weighting | Return Low | Return High | HOOCX % Rank | |
|---|---|---|---|---|
| Stocks | 95.10% | 4.44% | 105.73% | 91.06% |
| Cash | 4.90% | 0.00% | 27.02% | 16.54% |
| Preferred Stocks | 0.00% | 0.00% | 5.13% | 9.70% |
| Other | 0.00% | -0.07% | 50.79% | 46.20% |
| Convertible Bonds | 0.00% | 0.00% | 3.17% | 8.57% |
| Bonds | 0.00% | 0.00% | 102.81% | 15.97% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | HOOCX % Rank | |
|---|---|---|---|---|
| Technology | 23.30% | 0.00% | 43.95% | 4.62% |
| Financial Services | 15.49% | 0.00% | 35.52% | 48.46% |
| Industrials | 11.91% | 2.46% | 37.42% | 96.35% |
| Consumer Cyclical | 11.63% | 0.99% | 47.79% | 42.31% |
| Healthcare | 11.53% | 0.00% | 26.53% | 61.73% |
| Basic Materials | 7.23% | 0.00% | 18.66% | 10.77% |
| Consumer Defense | 4.97% | 0.00% | 18.87% | 28.65% |
| Energy | 4.30% | 0.00% | 37.72% | 75.38% |
| Real Estate | 3.95% | 0.00% | 29.43% | 84.23% |
| Utilities | 3.40% | 0.00% | 18.58% | 22.12% |
| Communication Services | 2.28% | 0.00% | 14.85% | 61.15% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | HOOCX % Rank | |
|---|---|---|---|---|
| US | 95.10% | 2.58% | 105.73% | 86.50% |
| Non US | 0.00% | 0.00% | 97.07% | 22.24% |
HOOCX - Expenses
Operational Fees
| HOOCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 2.15% | 0.01% | 38.30% | 5.73% |
| Management Fee | 0.90% | 0.00% | 1.50% | 84.16% |
| 12b-1 Fee | 1.00% | 0.00% | 1.00% | 84.17% |
| Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
| HOOCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 3.50% | 5.75% | N/A |
| Deferred Load | 1.00% | 1.00% | 5.00% | 17.02% |
Trading Fees
| HOOCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| HOOCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 56.00% | 1.00% | 314.00% | 58.06% |
HOOCX - Distributions
Dividend Yield Analysis
| HOOCX | Category Low | Category High | HOOCX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 42.47% | 80.80% |
Dividend Distribution Analysis
| HOOCX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annual | Annual | SemiAnnual | Annual |
Net Income Ratio Analysis
| HOOCX | Category Low | Category High | HOOCX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -1.09% | -2.40% | 2.49% | 97.12% |
Capital Gain Distribution Analysis
| HOOCX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Dec 11, 2024 | $1.981 | CapitalGainLongTerm |
| Dec 12, 2022 | $0.223 | CapitalGainLongTerm |
| Jun 28, 2022 | $0.037 | CapitalGainShortTerm |
| Dec 10, 2021 | $3.654 | CapitalGainLongTerm |
| Dec 10, 2019 | $1.295 | OrdinaryDividend |
| Dec 17, 2018 | $0.503 | CapitalGainShortTerm |
| Dec 17, 2018 | $1.747 | CapitalGainLongTerm |
| Dec 15, 2017 | $0.482 | CapitalGainShortTerm |
| Dec 15, 2017 | $1.882 | CapitalGainLongTerm |
| Dec 28, 2016 | $0.089 | OrdinaryDividend |
| Dec 16, 2016 | $1.379 | CapitalGainLongTerm |
HOOCX - Fund Manager Analysis
Managers
Robert Kaynor
Start Date
Tenure
Tenure Rank
Jan 10, 2018
4.39
4.4%
Bob Kaynor is Head of US Small and Mid Cap Equities and Portfolio Manager at Schroders, which involves being an important part of the investment decision making process and the co-ordination of the analyst team. Robert joined Schroders as a senior equity analyst in 2013, became Research Director in 2014 and Co-Portfolio Manager in 2018 alongside Jenny Jones. He joined Schroders in 2013 and is based in New York. Bob was the Chief Investment Officer and Managing Member at Ballast Capital Group from 2010 to 2013, which involved managing a fundamental long/short portfolio. He was a Managing Director/Portfolio Manager at Ramius Capital Group from 2003 to 2010, which involved co-managing a hedged equity product with a goal of generating non-correlated positive returns whilst managing risk. He was a Partner/Analyst at Barbary Coast Capital Management from 2000 to 2003, which involved co-managing a long/short equity hedge fund focused on small and mid cap equities. He was a Analyst/Assistant Portfolio Manager at RCM Capital Management from 1994 to 2000, which involved working exclusively on a domestic long only small cap product recommending and covering equities. Qualifications: CFA Charterholder; BSc in Economics with Financial Applications from Southern Methodist University.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.08 | 49.61 | 7.17 | 2.58 |
